Personnel Hong Kong SFC License Details (ID 92564)

Personnel Hong Kong SFC License Details (ID 92564)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Advising on futures contracts	2012-09-20	2013-08-05
DELTA ASIA SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2012-09-20	2013-03-20
	Rep	Advising on securities	2012-09-20	2013-08-05
Delta Asia Wealth Management Limited	Rep	Asset management	2012-09-20	2013-08-05
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-08-29	2013-08-05
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2012-08-29	2013-08-05
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-27	2012-08-28
	Rep	Dealing in securities	2012-06-27	2012-08-28
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-10-12	2012-08-28
	Rep	Dealing in securities	2011-02-07	2012-08-28