Personnel Hong Kong SFC License Details (ID 92566)

Personnel Hong Kong SFC License Details (ID 92566)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2015-04-23	2015-10-01
	Rep	Dealing in securities	2014-08-11	2015-10-01
oOo Securities (HK) Group Limited	Rep	Asset management	2013-08-02	2014-06-01
	Rep	Dealing in securities	2012-09-25	2014-06-01
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-27	2012-09-12
	Rep	Dealing in securities	2012-06-27	2012-09-12
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-10-21	2012-09-12
	Rep	Dealing in securities	2009-10-30	2012-09-12