Personnel Hong Kong SFC License Details (ID 92568)

Personnel Hong Kong SFC License Details (ID 92568)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Asset management	2019-07-15	-
	Rep	Advising on securities	2012-06-27	-
	Rep	Dealing in futures contracts	2012-06-27	-
	Rep	Dealing in securities	2012-06-27	-
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-09-30	2013-08-01
	Rep	Advising on securities	2011-05-11	2013-08-01
	Rep	Dealing in securities	2011-03-09	2013-08-01
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2010-09-08	2010-11-04
	Rep	Dealing in securities	2010-09-08	2010-11-04