Personnel Hong Kong SFC License Details (ID 92570)

Personnel Hong Kong SFC License Details (ID 92570)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-05-29	2024-02-01
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2012-05-29	2024-02-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-08-21	2012-05-25
	Rep	Dealing in securities	2007-08-21	2012-05-25
CELESTIAL SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2004-03-23	2007-08-03
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-02-24	2007-08-03
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-02-24	2007-08-03
SINOPAC FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-01-26
	Rep	Asset management	-	2004-01-26
	Rep	Dealing in futures contracts	-	2004-02-11
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-26
	Rep	Advising on securities	-	2004-01-26
	Rep	Asset management	-	2004-01-26
	Rep	Dealing in securities	-	2004-02-11