Personnel Hong Kong SFC License Details (ID 92580)

Personnel Hong Kong SFC License Details (ID 92580)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBRE Capital Advisors Asia Pacific Limited	RO	Advising on securities	2017-09-06	2024-09-01
	RO	Dealing in securities	2017-09-06	2024-09-01
	Rep	Advising on securities	2014-03-31	2017-09-06
	Rep	Dealing in securities	2014-03-31	2017-09-06
PGIM (Hong Kong) Limited	RO	Advising on securities	2012-02-03	2013-12-25
	RO	Dealing in securities	2012-02-03	2013-12-25
	Rep	Advising on securities	2011-08-15	2012-02-03
	Rep	Dealing in securities	2011-08-15	2012-02-03
DWS Investments Hong Kong Limited	Rep	Dealing in securities	2008-08-05	2010-06-01
	Rep	Advising on securities	2007-10-18	2010-06-01