Personnel Hong Kong SFC License Details (ID 92584)

Personnel Hong Kong SFC License Details (ID 92584)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2023-04-26	-
PRESIDENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2007-02-16	2023-04-03
TIS SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-04-06	2006-09-30
	RO	Advising on corporate finance	2003-04-01	2003-12-30
	RO	Advising on securities	2003-04-01	2003-12-30
	RO	Providing automated trading services	2003-04-01	2003-12-30
	RO	Asset management	2003-04-01	2004-10-25
	RO	Dealing in securities	2003-04-01	2006-09-30