Personnel Hong Kong SFC License Details (ID 92586)

Personnel Hong Kong SFC License Details (ID 92586)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2023-01-20	-
	Rep	Dealing in securities	2022-10-05	2023-01-20
PRESIDENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2011-04-08	2022-08-31
	Rep	Dealing in securities	2006-01-16	2011-04-08
EAA SECURITIES LIMITED	Rep	Dealing in securities	2004-06-12	2006-01-12
Hongkong Bay Securities Limited	Rep	Dealing in securities	2004-05-21	2004-06-03
	Rep	Advising on corporate finance	2003-04-01	2003-04-17
	Rep	Advising on securities	2003-04-01	2003-04-17
	Rep	Asset management	2003-04-01	2003-04-17
	Rep	Dealing in securities	2003-04-01	2003-04-17