Personnel Hong Kong SFC License Details (ID 92589)

Personnel Hong Kong SFC License Details (ID 92589)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSTON CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2022-04-22	-
	Rep	Advising on corporate finance	2021-12-29	2022-04-22
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2021-12-29	-
PRESIDENT SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2007-06-20	2021-08-31
	Rep	Advising on securities	2007-06-05	2021-08-31
	Rep	Dealing in securities	2006-08-10	2021-08-31
CVP Securities Limited	Rep	Dealing in securities	2006-03-27	2006-07-31
PRESIDENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-03-02	2006-03-20
Open Securities Limited	Rep	Advising on corporate finance	2005-05-05	2006-02-06
	Rep	Dealing in securities	2004-08-31	2006-02-06
FIRST SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2003-04-01	2004-06-04
	RO	Advising on securities	2003-04-01	2004-06-04
	RO	Asset management	2003-04-01	2004-06-04
	RO	Dealing in securities	2003-04-01	2004-06-04