Personnel Hong Kong SFC License Details (ID 92592)

Personnel Hong Kong SFC License Details (ID 92592)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Holly International Asset Management Company Limited	Rep	Advising on securities	2023-08-30	2025-06-06
Holly International Financial Holdings Limited	RO	Dealing in securities	2023-08-30	-
PRESIDENT SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2006-06-29	2023-07-31
	RO	Dealing in securities	2006-06-29	2023-07-31
EAA SECURITIES LIMITED	RO	Advising on securities	2004-09-03	2006-03-28
	RO	Dealing in securities	2004-06-07	2006-03-28
	Rep	Dealing in securities	2004-06-01	2004-06-07
KGI WEALTH MANAGEMENT LIMITED	RO	Advising on corporate finance	2003-04-01	2004-06-01
	RO	Advising on securities	2003-04-01	2004-06-01
	RO	Asset management	2003-04-01	2004-06-01
	RO	Dealing in securities	2003-04-01	2004-06-01