Personnel Hong Kong SFC License Details (ID 92593)

Personnel Hong Kong SFC License Details (ID 92593)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCEAN ASSETS MANAGEMENT HK LIMITED	RO	Asset management	2022-02-09	-
China Harbour International Asset Management Limited	RO	Advising on securities	2020-07-24	2021-03-31
	RO	Asset management	2020-07-24	2021-03-31
ZQ Capital Hong Kong Limited	RO	Advising on securities	2018-06-21	2019-10-25
	RO	Asset management	2018-06-21	2019-10-25
CHINA HANYA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-07-04	2017-11-18
	RO	Asset management	2016-07-04	2017-11-18
TC CAPITAL MANAGEMENT LIMITED (HK)	RO	Asset management	2012-02-01	2013-08-31
PRESIDENT SECURITIES (HONG KONG) LIMITED	RO	Asset management	2010-03-03	2011-12-31
	Rep	Asset management	2010-03-01	2010-03-03
FAIR CAPITAL MANAGEMENT LIMITED	RO	Asset management	2008-02-19	2010-02-21
	Rep	Asset management	2007-09-20	2008-02-19
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Asset management	2005-05-26	2007-08-31
	Rep	Dealing in securities	2005-05-26	2007-08-31
Joy Silver Limited	Rep	Advising on corporate finance	2004-09-23	2005-02-16