Personnel Hong Kong SFC License Details (ID 92657)

Personnel Hong Kong SFC License Details (ID 92657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-06-26	2026-08-14
	Rep	Dealing in securities	2014-07-15	2026-08-14
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Dealing in securities	2010-04-22	2015-08-10
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2009-06-17	2009-12-07
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Advising on securities	2008-05-26	2010-07-30
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2005-12-23	2008-05-01