Personnel Hong Kong SFC License Details (ID 92658)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BCT Financial Limited	Rep	Advising on securities	2021-05-28	2021-12-28
	Rep	Dealing in securities	2021-05-28	2021-12-28
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Dealing in securities	2017-11-20	2020-10-06
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-06-26	2017-09-23
	Rep	Dealing in securities	2014-07-15	2017-09-23
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Dealing in securities	2010-10-26	2015-08-10