| Sinostar Asset Management Limited | RO | Advising on securities | 2021-06-10 | - |
| RO | Asset management | 2021-06-10 | - |
| Rep | Advising on securities | 2021-02-17 | 2021-06-10 |
| Rep | Asset management | 2021-02-17 | 2021-06-10 |
| TANGSHANG ASSETS MANAGEMENT LIMITED | RO | Asset management | 2019-05-14 | 2020-08-31 |
| TANGSHANG SECURITIES LIMITED | RO | Advising on securities | 2019-05-14 | 2020-08-31 |
| RO | Dealing in securities | 2019-05-14 | 2020-08-31 |
| Verity Capital Limited | RO | Asset management | 2012-08-06 | 2018-08-31 |
| GREATER CHINA SECURITIES LIMITED | RO | Dealing in securities | 2011-08-23 | 2018-08-31 |
| BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2004-03-10 | 2011-04-07 |
| RO | Advising on corporate finance | 2003-04-01 | 2003-07-31 |
| RO | Advising on securities | 2003-04-01 | 2003-07-31 |
| RO | Asset management | 2003-04-01 | 2004-03-10 |
| CHALLENGE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-07-31 |
| Rep | Asset management | 2003-04-01 | 2003-07-31 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-08-13 |