Personnel Hong Kong SFC License Details (ID 92695)

Personnel Hong Kong SFC License Details (ID 92695)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2022-04-13	2022-10-03
	Rep	Dealing in securities	2022-04-13	2022-10-03
T. Rowe Price Hong Kong Limited	Rep	Advising on securities	2017-12-28	2022-03-15
	Rep	Dealing in securities	2017-12-28	2022-03-15
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Dealing in securities	2011-11-04	2014-07-25
	Rep	Advising on securities	2007-11-13	2014-07-25
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2007-06-26	2007-07-30