Personnel Hong Kong SFC License Details (ID 92698)

Personnel Hong Kong SFC License Details (ID 92698)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELKIN LINKS ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-09-04	-
	RO	Asset management	2025-09-04	-
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2023-10-18	2025-04-03
	Rep	Asset management	2023-10-18	2025-04-03
China Asset Management (Hong Kong) Limited	Rep	Asset management	2018-12-18	2021-05-28
	Rep	Advising on securities	2015-11-13	2021-05-28
	Rep	Dealing in securities	2015-11-13	2021-05-28
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2012-11-14	2015-10-28
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-11-14	2015-10-28
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2012-11-14	2015-10-28
	Rep	Dealing in securities	2012-09-03	2015-10-28
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Dealing in securities	2011-02-09	2012-04-13