Personnel Hong Kong SFC License Details (ID 92699)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	RO	Advising on corporate finance	2003-04-01	-
	RO	Advising on securities	2003-04-01	-
	RO	Asset management	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
	RO	Providing automated trading services	2003-04-01	2008-04-21
TIAN YUAN FINANCE LIMITED	RO	Advising on securities	2003-04-01	2016-06-30
	RO	Dealing in securities	2003-04-01	2016-06-30
	RO	Asset management	2003-04-01	2016-08-15
	RO	Advising on corporate finance	2003-04-01	2016-10-27