| PRUDENTIAL BROKERAGE LIMITED | RO | Advising on corporate finance | 2003-04-01 | - |
| RO | Advising on securities | 2003-04-01 | - |
| RO | Asset management | 2003-04-01 | - |
| RO | Dealing in securities | 2003-04-01 | - |
| RO | Providing automated trading services | 2003-04-01 | 2008-04-21 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | RO | Advising on futures contracts | 2003-04-01 | - |
| RO | Asset management | 2003-04-01 | - |
| RO | Dealing in futures contracts | 2003-04-01 | - |
| TIAN YUAN FINANCE LIMITED | RO | Advising on securities | 2003-04-01 | 2016-06-30 |
| RO | Dealing in securities | 2003-04-01 | 2016-06-30 |
| RO | Asset management | 2003-04-01 | 2016-08-15 |
| RO | Advising on corporate finance | 2003-04-01 | 2016-10-27 |