| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Goldenspring Asset Management Limited | RO | Advising on securities | 2025-02-14 | - |
| RO | Asset management | 2025-02-14 | - | |
| Zrich Capital Limited | RO | Advising on securities | 2021-09-29 | 2022-11-30 |
| RO | Asset management | 2021-09-29 | 2022-11-30 | |
| HF Asset Management Limited (HK) | RO | Asset management | 2019-08-01 | 2020-10-07 |
| HF Securities and Futures Limited | RO | Dealing in futures contracts | 2019-08-01 | 2020-10-07 |
| RO | Dealing in securities | 2019-08-01 | 2020-10-07 | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | RO | Advising on futures contracts | 2019-03-27 | 2019-07-20 |
| RO | Dealing in futures contracts | 2019-03-27 | 2019-07-20 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2016-06-13 | 2019-02-15 |
| TIAN YUAN FINANCE LIMITED | Rep | Advising on corporate finance | 2008-01-16 | 2016-05-03 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | RO | Advising on futures contracts | 2007-01-22 | 2019-02-15 |
| RO | Asset management | 2007-01-22 | 2019-02-15 | |
| RO | Dealing in futures contracts | 2007-01-22 | 2019-02-15 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2006-06-30 | 2019-02-15 |
| RO | Dealing in securities | 2005-10-06 | 2019-02-15 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-12-15 | |
| Rep | Advising on securities | 2003-04-01 | 2004-12-15 | |
| Rep | Asset management | 2003-04-01 | 2004-12-15 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-12-15 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-10-06 | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2007-01-22 |
| Rep | Asset management | 2003-04-01 | 2007-01-22 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-01-22 |
No HKMA registrations in the collected records.