Personnel Hong Kong SFC License Details (ID 92701)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldenspring Asset Management Limited	RO	Advising on securities	2025-02-14	-
	RO	Asset management	2025-02-14	-
Zrich Capital Limited	RO	Advising on securities	2021-09-29	2022-11-30
	RO	Asset management	2021-09-29	2022-11-30
HF Asset Management Limited (HK)	RO	Asset management	2019-08-01	2020-10-07
HF Securities and Futures Limited	RO	Dealing in futures contracts	2019-08-01	2020-10-07
	RO	Dealing in securities	2019-08-01	2020-10-07
FORTHRIGHT SECURITIES COMPANY LIMITED	RO	Advising on futures contracts	2019-03-27	2019-07-20
	RO	Dealing in futures contracts	2019-03-27	2019-07-20
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	2016-06-13	2019-02-15
TIAN YUAN FINANCE LIMITED	Rep	Advising on corporate finance	2008-01-16	2016-05-03
PRUDENTIAL INDEX TRADING COMPANY LIMITED	RO	Advising on futures contracts	2007-01-22	2019-02-15
	RO	Asset management	2007-01-22	2019-02-15
	RO	Dealing in futures contracts	2007-01-22	2019-02-15
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on securities	2006-06-30	2019-02-15
	RO	Dealing in securities	2005-10-06	2019-02-15
	Rep	Advising on corporate finance	2003-04-01	2004-12-15
	Rep	Advising on securities	2003-04-01	2004-12-15
	Rep	Asset management	2003-04-01	2004-12-15
	Rep	Providing automated trading services	2003-04-01	2004-12-15
	Rep	Dealing in securities	2003-04-01	2005-10-06
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Advising on futures contracts	2003-04-01	2007-01-22
	Rep	Asset management	2003-04-01	2007-01-22
	Rep	Dealing in futures contracts	2003-04-01	2007-01-22