Personnel Hong Kong SFC License Details (ID 92725)

Personnel Hong Kong SFC License Details (ID 92725)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PLATINUM SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2026-08-04	-
	Rep	Advising on corporate finance	2025-11-14	2026-08-04
China Vered Securities Limited	RO	Advising on securities	2024-11-18	2025-05-15
	RO	Advising on corporate finance	2024-03-19	2025-04-07
	Rep	Advising on corporate finance	2020-05-13	2024-03-19
	Rep	Advising on securities	2020-05-13	2024-11-18
	Rep	Dealing in securities	2020-05-13	2024-11-26
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-08-28	2018-12-28
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-04-25	2015-08-28
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-04-25	2018-12-28
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2011-01-10	2012-04-13
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2011-01-10	2012-04-13
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2008-09-09	2009-05-14