Personnel Hong Kong SFC License Details (ID 92726)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2014-04-17	-
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2005-03-02	2013-10-15
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-12
	Rep	Advising on securities	2003-04-01	2004-06-12
	Rep	Asset management	2003-04-01	2004-06-12
	Rep	Providing automated trading services	2003-04-01	2004-06-12
	Rep	Dealing in securities	2003-04-01	2013-10-15