| Quam Securities Limited | Rep | Dealing in futures contracts | 2016-02-17 | 2017-08-07 |
| Rep | Dealing in securities | 2016-02-17 | 2017-08-07 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-06-10 | 2016-02-05 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-06-10 | 2016-02-05 |
| Beevest Securities Limited | Rep | Dealing in futures contracts | 2005-06-24 | 2009-06-05 |
| Rep | Dealing in securities | 2005-06-24 | 2009-06-05 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2005-03-14 | 2005-06-09 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-03-14 | 2005-06-09 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-11-23 | 2005-03-10 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-11-23 | 2005-03-10 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | - | 2004-06-09 |
| Rep | Advising on securities | - | 2004-06-09 |
| Rep | Asset management | - | 2004-06-09 |
| Rep | Providing automated trading services | - | 2004-06-09 |
| Rep | Dealing in securities | - | 2004-11-12 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Advising on futures contracts | - | 2004-06-09 |
| Rep | Asset management | - | 2004-06-09 |
| Rep | Dealing in futures contracts | - | 2004-11-12 |