Personnel Hong Kong SFC License Details (ID 92763)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2008-02-22	-
FTL Wealth Management (HK) Limited	Rep	Advising on securities	2005-08-15	2008-01-11
Chow Tai Fook Life Insurance Company Limited	Rep	Advising on securities	2005-06-24	2005-08-11
Sun Life Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2004-12-15
	Rep	Advising on securities	2003-04-01	2004-12-15
	Rep	Asset management	2003-04-01	2004-12-15