Personnel Hong Kong SFC License Details (ID 92773)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2011-04-07	-
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2011-03-30	-
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2010-01-22	2011-03-24