Lam, Ho Wah 林浩華

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2004-09-06	2025-05-12
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2004-05-19	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-18
	Rep	Advising on securities	2003-04-01	2003-07-18
	Rep	Asset management	2003-04-01	2003-07-18
	Rep	Dealing in securities	2003-04-01	2003-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2004-09-06	2025-05-12
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2004-05-19	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-18
	Rep	Advising on securities	2003-04-01	2003-07-18
	Rep	Asset management	2003-04-01	2003-07-18
	Rep	Dealing in securities	2003-04-01	2003-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.