Personnel Hong Kong SFC License Details (ID 92777)

Personnel Hong Kong SFC License Details (ID 92777)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2003-10-21	-
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2003-10-21	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-28
	Rep	Asset management	2003-04-01	2003-08-28
	Rep	Providing automated trading services	2003-04-01	2003-08-28
	Rep	Dealing in futures contracts	2003-04-01	2003-10-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-28
	Rep	Advising on securities	2003-04-01	2003-08-28
	Rep	Asset management	2003-04-01	2003-08-28
	Rep	Providing automated trading services	2003-04-01	2003-08-28
	Rep	Dealing in securities	2003-04-01	2003-10-13