Webb-site Legacy

Lam, Kou Ngai 林高巍

SFC ID:AST091

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2010-03-05	2014-06-01
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2010-03-05	2014-06-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2009-11-16	2010-02-25
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-10-19	2010-02-25
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2009-05-11	2009-09-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-04-21	2009-05-04
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-04-21	2009-05-04
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2009-04-08	2009-04-14