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Lee, Po Wing (SFC:AAC494) 李寶榮 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 92791)
Lee, Po Wing (SFC:AAC494) 李寶榮
SFC ID:
AAC494
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Mr Lee Po Wing for 2 months for failure to discharge responsibilities as a Dealing Director
SFC, 09-Dec-2003
Orgs
People
SFC prosecutes Prosperous Securities Ltd for misleading the SFC, & Prosperous, Miss Chan Man Ching & Mr Lee Po Wing for FRR notification failure
SFC, 29-Jul-2003
Orgs
People
SFC reprimands Prosperous Securities Ltd & Mr Lee Po Wing, suspends Miss Chan Man Ching for 1 week
SFC, 13-Sep-2001
Orgs
People