| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | Asset management | 2008-12-01 | 2025-03-31 |
| Rep | Dealing in securities | 2008-01-15 | - | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-01-15 | - |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-18 | 2007-12-31 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-18 | 2007-12-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-15 |
| Rep | Asset management | 2003-04-01 | 2003-12-09 | |
| Rep | Advising on futures contracts | 2003-04-01 | 2005-03-21 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-04-11 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-21 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-21 | |
| Rep | Asset management | 2003-04-01 | 2005-03-21 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-04-11 |
No HKMA registrations in the collected records.