Personnel Hong Kong SFC License Details (ID 92812)

Personnel Hong Kong SFC License Details (ID 92812)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2006-10-16	2020-06-12
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2006-10-16	2020-06-12
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2003-06-18	2006-09-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-06-12
	Rep	Advising on securities	-	2003-06-12
	Rep	Asset management	-	2003-06-12
	Rep	Providing automated trading services	-	2004-05-27
	Rep	Dealing in securities	-	2006-09-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-06-12
	Rep	Advising on securities	-	2003-06-12
	Rep	Asset management	-	2003-06-12
	Rep	Providing automated trading services	-	2004-05-27
	Rep	Dealing in securities	-	2006-09-30