Personnel Hong Kong SFC License Details (ID 92817)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	RO	Dealing in securities	2019-07-23	2023-03-13
PRUDENTIAL INDEX TRADING COMPANY LIMITED	RO	Advising on futures contracts	2019-02-14	2023-03-13
	RO	Asset management	2019-02-14	2023-03-13
	RO	Dealing in futures contracts	2014-01-20	2023-03-13
	Rep	Dealing in futures contracts	2005-08-11	2014-01-20
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2005-06-21	2019-07-23