Personnel Hong Kong SFC License Details (ID 92835)

Personnel Hong Kong SFC License Details (ID 92835)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CREATIVE ASSET MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2020-05-12	2024-06-01
	Rep	Asset management	2020-04-17	2024-06-01
PRIME WAY ASSET MANAGEMENT LIMITED	RO	Asset management	2018-06-19	2020-02-27
KuCoin Asset Management Limited	RO	Asset management	2016-12-12	2018-03-12
KuCoin HK Limited	Rep	Dealing in securities	2015-12-24	2018-03-12
SKYVAST ASSET MANAGEMENT LIMITED	RO	Asset management	2013-04-24	2015-11-30
SKYVAST SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-07-27	2015-11-30
	Rep	Dealing in securities	2012-07-09	2015-11-30
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	2010-03-23	2011-06-07
	Rep	Dealing in securities	2010-03-23	2012-06-29
	Rep	Asset management	2010-02-23	2012-06-29
	Rep	Advising on securities	2010-01-13	2012-06-29
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2007-12-03	2010-01-08
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-06-09
	Rep	Advising on securities	-	2004-06-09
	Rep	Asset management	-	2004-06-09
	Rep	Dealing in securities	-	2007-10-30