Personnel Hong Kong SFC License Details (ID 92841)

Personnel Hong Kong SFC License Details (ID 92841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LIVEREPORT ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-06-20	-
	RO	Asset management	2018-06-20	-
Tiger Faith Securities Limited	RO	Dealing in securities	2018-06-20	-
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	2016-08-31	2018-06-15
	RO	Asset management	2016-08-31	2018-06-15
TIAN YUAN FINANCE LIMITED	RO	Asset management	2007-02-09	2016-05-03
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-12
	Rep	Asset management	2003-04-01	2004-06-12
	Rep	Providing automated trading services	2003-04-01	2004-06-12
	Rep	Advising on securities	2003-04-01	2018-06-15
	Rep	Dealing in securities	2003-04-01	2018-06-15
TIAN YUAN FINANCE LIMITED	Rep	Advising on corporate finance	2003-04-01	2016-05-03