Personnel Hong Kong SFC License Details (ID 92874)

Personnel Hong Kong SFC License Details (ID 92874)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FB SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2013-12-11	2019-06-01
	RO	Dealing in securities	2013-09-13	2019-06-01
Fubon Fund Management (Hong Kong) Limited	RO	Advising on securities	2013-09-13	2014-05-02
FB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-07-17	2013-09-13
	Rep	Advising on securities	2013-07-17	2013-12-11
Fubon Fund Management (Hong Kong) Limited	Rep	Advising on securities	2013-07-17	2013-09-13
	Rep	Dealing in securities	2013-07-17	2014-05-02
Public Financial Securities Limited	RO	Dealing in securities	2005-05-24	2013-06-17
	Rep	Dealing in securities	2005-05-20	2005-05-24
REALINK FINANCIAL TRADE LIMITED	RO	Dealing in futures contracts	2003-09-25	2005-05-20
	RO	Dealing in securities	2003-09-25	2005-05-20
Youyu Credit Limited	RO	Dealing in futures contracts	-	2003-08-01
Yunfeng Financial Markets Limited	RO	Providing automated trading services	-	2003-08-30
	RO	Dealing in securities	-	2003-08-30