Personnel SFC Licences and HKMA Registrations (ID 92875)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Public Financial Securities Limited	RO	Dealing in securities	2008-07-03	-
	Rep	Advising on corporate finance	2003-04-01	2004-11-11
	Rep	Advising on securities	2003-04-01	2004-11-11
	Rep	Asset management	2003-04-01	2004-11-11
	Rep	Dealing in securities	2003-04-01	2008-07-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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