| China International Securities Limited | RO | Dealing in securities | 2021-09-13 | 2024-03-13 |
| Rep | Dealing in securities | 2021-08-24 | 2021-09-13 |
| Wealth Management Cube Limited | RO | Dealing in securities | 2021-01-21 | 2021-06-30 |
| Rep | Dealing in securities | 2021-01-15 | 2021-01-21 |
| Greencourt Financial Co., Limited | RO | Dealing in securities | 2019-12-17 | 2020-12-31 |
| Rep | Dealing in securities | 2019-12-06 | 2019-12-17 |
| Standard Perpetual Securities Limited | RO | Dealing in securities | 2019-07-17 | 2019-08-31 |
| Rep | Dealing in securities | 2019-07-15 | 2019-07-17 |
| BG SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2017-04-19 | 2019-07-12 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-07-24 | 2016-07-27 |
| Rep | Dealing in securities | 2015-05-18 | 2016-07-27 |
| Public Financial Securities Limited | Rep | Dealing in securities | 2007-06-12 | 2015-05-06 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-13 | 2005-05-31 |