| Airwallex Capital Hong Kong Limited | RO | Advising on securities | 2024-09-02 | 2026-06-30 |
| RO | Asset management | 2024-09-02 | 2026-06-30 |
| Safari Asia Limited | RO | Dealing in securities | 2020-08-18 | 2022-07-04 |
| Look's Securities Limited | RO | Dealing in securities | 2018-04-12 | 2022-07-04 |
| Safari Asia Limited | RO | Advising on securities | 2018-04-12 | 2022-07-04 |
| RO | Asset management | 2018-04-12 | 2022-07-04 |
| Look's Securities Limited | Rep | Dealing in securities | 2018-02-07 | 2018-04-12 |
| Safari Asia Limited | Rep | Advising on securities | 2018-02-07 | 2018-04-12 |
| New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2016-06-28 | 2017-10-07 |
| RO | Dealing in securities | 2016-06-28 | 2017-10-07 |
| FORMAX SECURITIES LIMITED | RO | Dealing in securities | 2014-09-12 | 2015-12-11 |
| CES Capital International (Hong Kong) Co., Limited | RO | Advising on securities | 2012-09-18 | 2014-01-02 |
| RO | Dealing in securities | 2011-11-17 | 2014-01-02 |
| Public Securities Limited | RO | Dealing in securities | 2008-06-16 | 2011-09-29 |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Asset management | 2008-03-11 | 2008-05-21 |
| RO | Dealing in securities | 2007-11-08 | 2008-05-21 |
| Rep | Dealing in securities | 2007-09-20 | 2007-11-08 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-04-17 | 2007-08-16 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-17 | 2007-08-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2006-07-17 | 2007-03-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-17 | 2007-03-26 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-03-09 | 2007-03-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-07 | 2007-03-26 |
| FULBRIGHT SECURITIES LIMITED | Rep | Providing automated trading services | 2003-10-30 | 2004-11-05 |
| Rep | Dealing in securities | 2003-10-30 | 2006-03-01 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-06-19 | 2003-10-20 |
| Asia Pacific Securities Limited | Rep | Advising on corporate finance | - | 2003-05-12 |
| Rep | Advising on securities | - | 2003-05-12 |
| Rep | Providing automated trading services | - | 2003-05-12 |
| Rep | Dealing in securities | - | 2003-10-20 |