Personnel Hong Kong SFC License Details (ID 92899)

Personnel Hong Kong SFC License Details (ID 92899)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2021-08-13	2024-11-11
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2021-04-07
	Rep	Dealing in securities	2015-08-28	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-08-28	2021-04-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-08-28	2016-06-30
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2012-06-04	2015-03-31
Public Securities Limited	Rep	Dealing in securities	2011-05-12	2012-03-31
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2008-01-16	2008-10-22
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-07-14	2004-10-13
	Rep	Leveraged foreign exchange trading	2004-07-14	2004-10-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-07-14	2004-10-13