| South China Investment Management Limited | RO | Asset management | 2018-07-03 | - |
| Rep | Asset management | 2018-05-09 | 2018-07-03 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2010-04-19 | 2018-05-09 |
| SOUTH CHINA COMMODITIES LIMITED | RO | Dealing in futures contracts | 2008-12-03 | - |
| SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2008-12-03 | - |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Asset management | 2007-06-27 | 2018-05-09 |
| SCTRADE.COM LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-02-09 |
| RO | Advising on securities | 2003-04-01 | 2004-02-09 |
| RO | Asset management | 2003-04-01 | 2004-02-09 |
| SOUTH CHINA CAPITAL LIMITED | RO | Advising on corporate finance | 2003-04-01 | - |
| RO | Advising on securities | 2003-04-01 | 2003-09-04 |
| RO | Asset management | 2003-04-01 | 2003-09-04 |
| SOUTH CHINA COMMODITIES LIMITED | RO | Advising on futures contracts | 2003-04-01 | 2005-01-31 |
| RO | Asset management | 2003-04-01 | 2005-01-31 |
| RO | Dealing in futures contracts | 2003-04-01 | 2007-06-27 |