| Soliton Securities Limited | Rep | Advising on securities | 2021-02-23 | 2024-10-31 |
| Rep | Dealing in securities | 2021-02-23 | 2024-10-31 |
| Soliton Capital Management Limited | RO | Advising on securities | 2019-01-03 | 2024-10-31 |
| RO | Asset management | 2019-01-03 | 2024-10-31 |
| Quam Securities Limited | Rep | Asset management | 2013-09-10 | 2018-02-09 |
| Rep | Dealing in securities | 2013-09-10 | 2018-02-09 |
| CHINA TONGHAI (IA) LIMITED | RO | Advising on securities | 2011-01-11 | 2013-09-02 |
| Rep | Advising on securities | 2010-11-08 | 2011-01-11 |
| Everbright Capital Management Limited | Rep | Asset management | 2008-05-06 | 2009-05-31 |
| Everbright-Efund Fund Management Limited | Rep | Asset management | 2008-05-06 | 2009-05-31 |
| Everbright Capital Management Limited | Rep | Advising on securities | 2008-02-26 | 2009-05-31 |
| Everbright-Efund Fund Management Limited | Rep | Advising on securities | 2008-02-26 | 2009-05-31 |
| CHINA TONGHAI (IA) LIMITED | Rep | Advising on securities | 2005-09-29 | 2008-02-03 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-02 | 2005-09-21 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-10-18 | 2005-09-21 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-18 | 2005-09-21 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-10-18 | 2005-09-21 |