Personnel Hong Kong SFC License Details (ID 92910)

Personnel Hong Kong SFC License Details (ID 92910)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2019-09-23	2022-11-23
	Rep	Dealing in securities	2019-09-23	2022-11-23
First Sentier Investors (Hong Kong) Limited	Rep	Dealing in securities	2016-03-30	2017-02-28
Quam Securities Limited	Rep	Dealing in securities	2013-09-16	2014-05-14
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2006-12-04	2013-09-02
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-11-18	2006-11-17
	Rep	Asset management	2004-11-18	2006-11-17