Personnel SFC Licences and HKMA Registrations (ID 92911)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ever Fountain Asset Management Limited	RO	Advising on securities	2026-04-02	-
	RO	Asset management	2026-04-02	-
	RO	Advising on securities	2019-03-28	2023-07-24
	RO	Asset management	2019-03-28	2023-07-24
	Rep	Advising on securities	2019-03-07	2019-03-28
	Rep	Asset management	2019-03-07	2019-03-28
GAYANG SECURITIES LIMITED	RO	Advising on securities	2018-05-02	2018-10-31
	RO	Asset management	2018-05-02	2018-10-31
	RO	Dealing in securities	2018-05-02	2018-10-31
	Rep	Asset management	2018-03-01	2018-05-02
	Rep	Advising on securities	2017-11-29	2018-05-02
	Rep	Dealing in securities	2017-11-29	2018-05-02
CSC SECURITIES (HK) LIMITED	Rep	Asset management	2016-07-14	2017-11-19
	Rep	Advising on securities	2015-09-09	2017-11-19
	Rep	Dealing in securities	2015-09-09	2017-11-19
IMPERIUM INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2014-08-25	2015-06-26
Imperium International Asset Management Limited	Rep	Advising on securities	2014-03-25	2015-03-06
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-10-30	2015-06-26
Quam Securities Limited	Rep	Advising on securities	2012-03-12	2013-09-02
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2011-01-27	2013-09-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-09-20	2007-07-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-09-20	2007-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.