Personnel Hong Kong SFC License Details (ID 92914)

Personnel Hong Kong SFC License Details (ID 92914)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2018-03-21	2023-12-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-03-21	2023-12-20
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2011-10-18	2012-12-24
	Rep	Dealing in securities	2011-10-18	2012-12-24
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2010-11-23	2011-10-01
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2007-05-03	2009-08-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-05-03	2009-08-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-09-21	2007-04-11
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-09-28	2007-04-11