Personnel Hong Kong SFC License Details (ID 92921)

Personnel Hong Kong SFC License Details (ID 92921)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2023-01-17	2023-05-05
	RO	Asset management	2023-01-17	2023-05-05
	Rep	Asset management	2022-09-13	2023-01-17
	Rep	Dealing in securities	2022-09-13	2023-05-05
	Rep	Advising on securities	2022-05-05	2023-01-17
Quam Securities Limited	Rep	Asset management	2018-07-06	-
	Rep	Dealing in futures contracts	2018-07-06	-
	Rep	Dealing in securities	2018-07-06	-
	Rep	Advising on securities	2018-07-06	2022-05-12
QUAM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2015-07-23	2018-04-30
	RO	Asset management	2015-07-23	2018-04-30
	Rep	Advising on securities	2014-09-23	2015-07-23
	Rep	Asset management	2014-09-23	2015-07-23
	Rep	Asset management	2010-04-08	2013-10-12
	Rep	Advising on securities	2010-03-05	2013-10-12
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on securities	2007-12-31	2010-02-01