Ho, Kristie Sze Man 何思敏

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Securities Limited	Rep	Dealing in securities	2022-09-14	-
Lego Corporate Finance Limited	RO	Advising on corporate finance	2016-01-13	-
CELESTIAL CAPITAL LIMITED	Rep	Dealing in securities	2014-12-29	2016-01-08
	RO	Advising on corporate finance	2014-10-28	2016-01-08
	Rep	Advising on corporate finance	2014-09-24	2014-10-28
QUAM CAPITAL LIMITED	RO	Advising on corporate finance	2013-05-09	2014-09-13
	Rep	Advising on corporate finance	2006-07-10	2013-05-09
Quam Securities Limited	Rep	Dealing in securities	2005-03-02	2007-01-18
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2004-07-14	2005-02-08

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Securities Limited	Rep	Dealing in securities	2022-09-14	-
Lego Corporate Finance Limited	RO	Advising on corporate finance	2016-01-13	-
CELESTIAL CAPITAL LIMITED	Rep	Dealing in securities	2014-12-29	2016-01-08
	RO	Advising on corporate finance	2014-10-28	2016-01-08
	Rep	Advising on corporate finance	2014-09-24	2014-10-28
QUAM CAPITAL LIMITED	RO	Advising on corporate finance	2013-05-09	2014-09-13
	Rep	Advising on corporate finance	2006-07-10	2013-05-09
Quam Securities Limited	Rep	Dealing in securities	2005-03-02	2007-01-18
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2004-07-14	2005-02-08