| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Ignite Capital (Asia Pacific) Limited | RO | Advising on corporate finance | 2024-12-05 | - |
| China Sunrise Capital Limited | RO | Advising on corporate finance | 2023-12-05 | 2024-11-29 |
| Rep | Advising on corporate finance | 2023-12-01 | 2023-12-05 | |
| WRise Capital Limited | RO | Advising on corporate finance | 2022-04-29 | 2023-11-20 |
| Pulun International Capital Limited | RO | Advising on corporate finance | 2020-03-09 | 2021-11-30 |
| Rep | Advising on corporate finance | 2020-01-09 | 2020-03-09 | |
| Rep | Dealing in securities | 2020-01-09 | 2021-03-03 | |
| RHB CAPITAL HONG KONG LIMITED | RO | Advising on corporate finance | 2018-05-30 | 2020-01-07 |
| Rep | Dealing in securities | 2018-05-30 | 2020-01-07 | |
| Rep | Advising on corporate finance | 2018-05-10 | 2018-05-30 | |
| QUAM CAPITAL LIMITED | RO | Advising on corporate finance | 2015-09-10 | 2018-04-22 |
| Rep | Advising on corporate finance | 2010-11-23 | 2015-09-10 | |
| UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-09-11 | 2010-11-06 |
| Rep | Advising on securities | 2009-09-11 | 2010-11-06 | |
| Rep | Dealing in securities | 2009-09-11 | 2010-11-06 |
No HKMA registrations in the collected records.