Personnel Hong Kong SFC License Details (ID 92940)

Personnel Hong Kong SFC License Details (ID 92940)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Securities Limited	Rep	Dealing in securities	2019-05-16	-
Lego Asset Management Limited	RO	Advising on securities	2019-03-01	-
	RO	Asset management	2019-03-01	-
QUAM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2012-08-15	2018-07-29
	RO	Asset management	2012-08-15	2018-07-29
	Rep	Advising on securities	2012-04-18	2012-08-15
	Rep	Asset management	2012-04-18	2012-08-15
Quam Securities Limited	RO	Asset management	2012-02-21	2012-10-05
	RO	Advising on securities	2011-09-14	2012-10-05
	Rep	Dealing in securities	2011-09-14	2018-07-29
	Rep	Advising on securities	2011-04-26	2011-09-14
	Rep	Asset management	2011-04-26	2012-02-21
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2008-09-19	2011-04-14
	Rep	Asset management	2008-09-19	2011-04-14
PACIFIC WORLD ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2003-04-01	2004-12-02
	RO	Advising on securities	2003-04-01	2005-10-19
	RO	Asset management	2003-04-01	2005-10-19