Personnel Hong Kong SFC License Details (ID 92941)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
DL Digital Family Office (HK) Limited	RO	Asset management	2025-01-23	-
	Rep	Asset management	2023-09-18	2025-01-23
DL SECURITIES (HK) LIMITED	RO	Advising on securities	2020-11-13	-
	RO	Dealing in securities	2020-07-07	-
	Rep	Dealing in securities	2020-06-08	2020-07-07
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2020-03-24	2020-04-15
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2020-01-15	2020-04-15
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Asset management	2020-01-15	2020-04-15
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-01-15	2020-03-24
Changjiang Asset Management (HK) Limited	Rep	Asset management	2018-06-08	2019-11-30
Changjiang Futures (HK) Limited	RO	Dealing in futures contracts	2018-04-03	2019-11-30
Changjiang Securities Brokerage (HK) Limited	RO	Dealing in securities	2018-04-03	2019-11-30
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2018-02-21	2018-04-03
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-02-21	2018-04-03
ZHONGTAI INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2015-10-05	2018-01-31
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2015-10-05	2018-01-31
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-21	2015-10-05
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-08-21	2015-10-05
Quam Securities Limited	Rep	Asset management	2012-08-28	2015-08-08
	RO	Dealing in futures contracts	2011-07-22	2015-08-08
	RO	Dealing in securities	2011-07-22	2015-08-08
	Rep	Dealing in futures contracts	2010-10-04	2011-07-22
	Rep	Dealing in securities	2010-10-04	2011-07-22
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-02	2010-09-21
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-07-02	2010-09-21
PHILLIP COMMODITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-15
	Rep	Asset management	2003-04-01	2003-12-09
	Rep	Advising on futures contracts	2003-04-01	2005-03-29
	Rep	Dealing in futures contracts	2003-04-01	2010-06-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-29
	Rep	Advising on securities	2003-04-01	2005-03-29
	Rep	Asset management	2003-04-01	2005-03-29
	Rep	Dealing in securities	2003-04-01	2010-06-19