Personnel Hong Kong SFC License Details (ID 92942)

Personnel Hong Kong SFC License Details (ID 92942)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-01-12	-
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-01-12	-
Quam Securities Limited	Rep	Advising on securities	2010-12-16	2015-12-31
	Rep	Dealing in futures contracts	2010-12-16	2015-12-31
	Rep	Dealing in securities	2010-12-16	2015-12-31
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-05-22	2010-12-01
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2006-10-09	2010-12-01
	Rep	Dealing in securities	2006-10-09	2010-12-01
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-10-09	2010-12-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2005-11-02	2006-09-16
	Rep	Dealing in securities	2005-08-24	2006-09-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-06-10	2006-09-16