Personnel Hong Kong SFC License Details (ID 92944)

Personnel Hong Kong SFC License Details (ID 92944)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TANGSHANG FUTURES LIMITED	RO	Dealing in futures contracts	2019-06-03	2020-08-31
TANGSHANG SECURITIES LIMITED	RO	Advising on securities	2019-05-14	2020-08-31
	RO	Dealing in securities	2019-05-14	2020-08-31
BOA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2017-07-17	2018-01-09
	RO	Dealing in securities	2017-07-17	2018-01-09
Quam Securities Limited	Rep	Dealing in futures contracts	2016-03-14	2017-07-07
	RO	Dealing in futures contracts	2014-10-31	2016-03-14
	Rep	Dealing in futures contracts	2007-08-22	2014-10-31
	RO	Dealing in futures contracts	2006-04-06	2007-08-22
	Rep	Dealing in futures contracts	2006-02-07	2006-04-06
	Rep	Dealing in securities	2006-02-07	2017-07-07
UNI-ALPHA FUTURES LIMITED	RO	Advising on futures contracts	-	2005-02-24
	RO	Asset management	-	2005-02-24
	RO	Dealing in futures contracts	-	2006-01-27
UNI-ALPHA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2005-02-24
	Rep	Advising on securities	-	2005-02-24
	Rep	Asset management	-	2005-02-24
	Rep	Dealing in securities	-	2006-01-27