Chan, Ho Yau 陳可柔 SFC Licences and HKMA Registrations (ID 92946)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-09-23	-
	Rep	Asset management	2025-09-23	-
	Rep	Dealing in securities	2025-09-23	-
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2024-07-11	2025-08-29
	Rep	Dealing in securities	2024-07-11	2025-08-29
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2021-01-27	2024-07-01
	Rep	Asset management	2021-01-27	2024-07-01
	Rep	Dealing in securities	2021-01-27	2024-07-01
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-08-26	2020-12-22
	Rep	Asset management	2019-08-26	2020-12-22
	Rep	Dealing in securities	2019-08-26	2020-12-22
ZEAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2019-04-03	2019-07-10
	Rep	Advising on securities	2013-06-20	2019-07-10
	Rep	Asset management	2013-06-20	2019-07-10
Quam Securities Limited	Rep	Asset management	2011-08-15	2013-05-21
	Rep	Dealing in futures contracts	2011-08-15	2013-05-21
	Rep	Dealing in securities	2011-06-20	2013-05-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.